Municipal Securities Rulemaking Board

Results: 1131



#Item
27173rd United States Congress / United States Securities and Exchange Commission / United States securities law / Economics / Government / U.S. Securities and Exchange Commission / Christopher Cox / Municipal bond / Securities Act / Financial regulation / Tower Amendment / Municipal Securities Rulemaking Board

THE COUNCIL OF STATE GOVERNMENTS

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Source URL: www.csg.org

Language: English - Date: 2008-06-25 10:38:48
272Self-regulatory organizations / Business / Municipal Securities Rulemaking Board / Registered Investment Advisor / Financial Industry Regulatory Authority / Financial adviser / U.S. Securities and Exchange Commission / Securities Exchange Act / Broker-dealer / United States securities law / Financial economics / Finance

VIA ELECTRONIC MAIL October 5, 2007 Nancy M. Morris Secretary Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2007-10-10 11:50:09
273Financial regulation / Government / Financial economics / Municipal Securities Rulemaking Board / U.S. Securities and Exchange Commission / Municipal bond

WULFF, HANSEN & CO. E S T A B L I S H E D 1931 I W E STMENT BANKERS 351 CALIFORNIA STREET, SUITE 1000 SAN FRANCISCO[removed]

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Source URL: www.sec.gov

Language: English - Date: 2005-06-02 14:21:09
274Economics / Government bonds / Local government in the United States / Finance / Government debt / Municipal bond / Revenue bond / Electronic Municipal Market Access / Municipal Securities Rulemaking Board / Bonds / Financial economics / Debt

MSRB Glossary of Municipal Securities Terms Third Edition, August 2013 MSRB Glossary of Municipal Securities Terms

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Source URL: msrb.org

Language: English - Date: 2013-11-22 12:36:28
275Investment / United States securities law / Financial Industry Regulatory Authority / Municipal Securities Rulemaking Board / Securities / U.S. Securities and Exchange Commission / Securities Industry and Financial Markets Association / Securities regulation in the United States / Financial adviser / Financial economics / Self-regulatory organizations / Finance

MSRB Municipal Securities Rulemaki ng Board December 12, 2011

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Source URL: www.sec.gov

Language: English - Date: 2011-12-12 15:46:17
276Economy of the United States / United States / Self-regulatory organizations / Municipal Securities Rulemaking Board / New York Stock Exchange

COMMENTS ON MSRB PROPOSED RULE CHANGE RELATING TO MSRB RULE G-20, ON GIFTS AND GRATUITIES SUBMITTED BY ROBERT J. STRACKS, COUNSEL TO GRIFFIN, KUBIK, STEPHENS &THOMPSON, INC. These comments are submitted on behalf of a br

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Source URL: www.sec.gov

Language: English - Date: 2005-09-16 10:10:29
277Financial regulation / Finance / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Financial adviser / Broker-dealer / Financial Advisor / Financial economics / Self-regulatory organizations / Municipal Securities Rulemaking Board

Comment Letter on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2010-09-20 15:14:36
278Municipal Securities Rulemaking Board / Economy of the United States / U.S. Securities and Exchange Commission / Financial statement / Audit / Auditing / Accountancy / Finance / Electronic Municipal Market Access

Comments on File No. SR-MSRB[removed]

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Source URL: www.sec.gov

Language: English - Date: 2009-09-24 16:12:33
279Self-regulatory organizations / Municipal Securities Rulemaking Board / Electronic Municipal Market Access / Financial regulation / U.S. Securities and Exchange Commission / CUSIP / NSIN / Cusp / American Bankers Association / Financial economics / Finance / Financial system

11U)ComecticutAvenue, NW Washington, DC uWU6 J. Douglw Adamson Executive Vice President

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Source URL: www.sec.gov

Language: English - Date: 2008-09-23 12:14:37
280Municipal Securities Rulemaking Board / Electronic Municipal Market Access / U.S. Securities and Exchange Commission / Government / Economy of the United States / EDGAR / Christopher Cox / Investor Protection and Securities Reform Act / Regulation S-X / United States Securities and Exchange Commission / SEC filings / Financial regulation

DENISE L. NAPPIER $%gate of QLolrlrerticut TREASURER

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Source URL: www.sec.gov

Language: English - Date: 2008-09-23 12:17:49
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